Legal and Regulatory Framework in Banking Operations
The increasing risks banks are exposed to require risk mitigation & control strategies to encompass all levels staff and operations in the bank, particularly, the activities of the Internal Control/ Audit staff and branch management, to ensure risks are promptly identified and addressed. This programme is designed to interrogate the key aspects of the branch operations and the approach to be adopted by Internal Controller in auditing these critical areas in the branch.
Target Group
- Heads of Internal Audit/ Internal Controllers
- Internal Control Officers
- Risk Management and Compliance Officers
- Branch Managers
- Branch Operations Managers
Objectives
The course will expose the Internal Auditor to:
- practical guidance aimed at enhancing their position and profile within their organization, as well as the reputation and performance of their team
- Strengthening the auditing of key areas in the branch operations.
Pre-requisite
Participants should be in the internal audit, risk, compliance or in branch managerial/Supervisory role.
- Overview of Risk & internal Audit
- Risk Based Audit Process
- Case Study
- Auditing of front office activities
- Auditing of back office activities
- Identifying High Risk Audit Areas
- Fraud Investigation & Errors in Deterrent Strategies
- Future of Audit
Length / Duration
4 Days
Starting Date
27/03/2018
Ending Date
30/03/2018
Skill Family
Audit and Compliance
Skill Level
Advanced
Format
Classroom, Instructor-led, Interactive
Delivery Source
NBC and External Consultants
Language
English
Post Course Assessment
No
Certification
Certificate of Participation
Quick Links
Location
3 odoi kwao street,
Airport Residential Area,
Accra-Ghana